(HK) Compliance Officer (Business Compliance)

**Responsibilities:** * Handle the regulatory investigations and surveys received from regulators. * Prepare the internal training for various business department. * Conduct business reviews to ensure compliance with regulatory requirements. * Conduct research and provide advice on legal and compliance-related matters * Develop, review and update compliance policies and procedures * Manage other compliance tasks and ad hoc matters as assigned by the Compliance Department. **Requirements:** * Bachelor’s degree in Business Administration, Risk Management, Law, or related disciplines. * Solid understanding of SFC rules and regulatory requirements. * 3-5 years of compliance experience in financial institutions or professional services firms. * Self-motivated, independent, detail-oriented, analytical, and responsible. * Strong organizational skills with the ability to multitask and perform under pressure. * Proficiency in written and spoken English and Chinese, and Fluency in Mandarin is preferred.