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MABASA / LINKEDIN

Compliance Officer, Asset Management

Wilson

Location
Singapore, Singapore
Work type
fulltime
Source publication date
Original publication date not confirmed
Source closing date
Not supplied — check original advert

Job description from the source

A growing investment management firm is seeking a Compliance Officer to join its Singapore office. This is an excellent opportunity for a compliance professional looking to gain broad exposure across regulatory compliance, governance, monitoring, AML/CFT, personal account dealing, regulatory reporting, and operational risk within a dynamic and entrepreneurial asset management environment. The role supports both Singapore and international regulatory obligations and offers direct exposure to senior management and key business stakeholders. Key Responsibilities * Support the administration and enhancement of the firm's compliance framework, policies, and procedures. * Conduct compliance monitoring, testing, and periodic reviews of internal controls. * Assist with regulatory filings, notifications, and reporting obligations. * Monitor regulatory developments and assess their impact on the business. * Administer employee compliance matters, including personal account dealing, conflicts of interest, and compliance training. * Support AML/CFT, sanctions, investor onboarding, and ongoing due diligence activities. Requirements * Degree with 2\-6 years of relevant compliance experience within compliance consulting, big 4 regulatory advisory, asset management, investment management, banking, or financial services. * Strong understanding of regulatory compliance, governance, and risk management principles. Consultant Registration No. R1332494 Singapore Employment Agency License No: 16S8069 Privacy Statement: By submitting an application and sharing your personal information with us, you consent to such information being collected, held, used and disclosed in accordance with our Privacy Policy (https://www.wilsonhr.com/privacy\-policy)

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