MABASA / LINKEDIN
Compliance Officers — PMS & AIF
Monarch Networth Capital Ltd
- Location
- Mumbai, Maharashtra, India
- Work type
- fulltime
- Source publication date
- Original publication date not confirmed
- Source closing date
- Not supplied — check original advert
Job description from the source
We are looking for two dedicated Compliance Officers to join our Legal \& Compliance team, one for Portfolio Management Services and one for Alternative Investment Funds. **What You'll Do:** ▸ Ensure end to end compliance with SEBI PMS / AIF Regulations, circulars, and guidelines ▸ Monitor fund operations, onboarding, KYC/AML, investment restrictions, portfolio limits, and investor disclosures ▸ Handle SEBI regulatory filings, inspections, audits, and correspondence ▸ Review marketing material, PPMs, performance disclosures, and client communications ▸ Develop and implement compliance policies, SOPs, and monitoring programmes ▸ Track regulatory changes and ensure timely implementation ▸ Prepare compliance MIS and periodic reports for senior management and Board **Who We're Looking For:** ▸ 3\-5 years of experience in a SEBI\-regulated entity : PMS, AIF, Mutual Fund, Broking, or Investment Advisory ▸ Post Graduate in Law. CS or CA preferred. ▸ NISM certification is an advantage ▸ Strong knowledge of SEBI regulations, compliance monitoring, and risk assessment **Why Monarch:** ▸ AIF AUM: ₹1,000\+ Crore , one of India's fastest\-growing AIF platforms ▸ PMS AUM: ₹261 Crore , 14\.68% outperformance in just 6 months ▸ 8 business verticals. ₹1,000 Crore\+ networth. Zero long\-term debt.
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