MABASA / LINKEDIN
Legal Compliance Officer
美好證券 Good Finance
- Location
- Zhongshan District, Taipei City, Taiwan
- Work type
- fulltime
- Source publication date
- Original publication date not confirmed
- Source closing date
- Not supplied — check original advert
Job description from the source
**Legal Compliance Officer** At Good Finance, we are committed to empowering individuals to turn their visions into reality, creating greater value and a better future for society. Driven by a passion for financial technology, we aim to be a trusted force that helps people achieve their dreams. By focusing on professionalism and precision, we transform our expertise into meaningful, long-term support for our clients. Unlike traditional financial institutions, Good Finance offers a distinctive environment that prioritizes innovative solutions while maintaining the highest ethical standards. Legal and Compliance is the bedrock of our growth, and as part of our Legal Compliance team, you will contribute your expertise to navigating complex regulatory landscapes and ensuring the integrity of our operations. We believe in continuous learning, open knowledge-sharing, and constant optimization of our products and services. Together, we strive to provide secure, reliable financial solutions and help our clients live better, more confident lives. **Position Overview: Legal Compliance Officer** We are seeking an experienced and forward-thinking **Legal Compliance Officer** to shape the direction of our risk management and regulatory adherence. In this role, you will lead the effort in analyzing regulatory changes, developing internal control frameworks, and delivering impactful compliance solutions. Your vigilance will ensure both exceptional operational standards and measurable risk mitigation. Working closely with cross-functional partners and senior leaders, you will design and implement strategic plans for internal compliance processes, aligning them with financial regulations and the company’s long-term vision. You will ensure smooth execution through effective monitoring, timely problem-solving regarding regulatory inquiries, and proactive remediation planning. As a compliance champion, you will foster collaboration across departments, guide the team on ethical best practices, and build an environment where innovation thrives within a safe legal framework. Your professionalism, insight, and integrity will be key in shaping the future of Good Finance’s compliance culture, reinforcing our commitment to excellence, and ensuring clients enjoy seamless and trustworthy financial experiences. **Key Responsibilities** * Monitor and interpret financial and securities regulations to ensure organizational alignment. * Implement and improve internal compliance processes, policies, and control measures. * Conduct self-assessments and support remediation tracking to mitigate risks. * Review and draft internal policies and product-related compliance materials. * Liaise with regulators and support external audits and official inquiries. * Lead or support training initiatives and data protection projects to enhance compliance awareness. **What You’ll Gain** * Be part of an open, warm, and curious team that values shared growth * Room to explore, innovate, and experiment in the Legal & Compliance domain within a FinTech context * Contribute to building a trustworthy, user-centered financial ecosystem * Gain exposure to the intersection of finance, software, and data, seeing how compliance empowers sustainable innovation **Qualifications** * A minimum of a bachelor's degree in Law, Finance, Business Administration, or a related field is required. * Detail-oriented, resilient under pressure, capable of working independently or as part of a team. * Fluent in English. * With at least 5 years of experience in compliance within financial institutions. * Exceptional strategic thinking, problem-solving, and decision-making skills. * Excellent communication and stakeholder management abilities, specifically in liaising with regulators. * In-depth knowledge of securities laws, financial regulations, and internal control frameworks. * Prior experience in working with cross-functional teams and product-related compliance is preferred. * A proactive, ethical, and collaborative mindset with strong analytical thinking.
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