MABASA / LINKEDIN
Senior Compliance Officer
Robert Walters
- Location
- Zurich, Zurich, Switzerland
- Work type
- fulltime
- Source publication date
- Original publication date not confirmed
- Source closing date
- Not supplied — check original advert
Job description from the source
We are looking for a Senior Compliance Officer to join a Wealth Manager in Zurich. About the Job: * Provide compliance advice and support across client onboarding, AML/KYC, enhanced due diligence, sanctions and transaction monitoring. * Advise on cross-border regulations, client suitability, investor protection, market conduct and conflicts of interest. * Conduct risk-based compliance monitoring, thematic reviews and control assessments; document findings and follow up on remediation. * Monitor regulatory developments and contribute to policies, procedures, risk assessments and compliance training. * Support audits, regulatory reviews, business projects and process improvements. * Prepare compliance reports and recommendations, escalating material or complex issues to the appropriate decision-makers. About the Candidate: * Degree in law, business, economics or a related discipline, or an equivalent professional qualification. * Approximately 5-8 years of relevant compliance experience, ideally in Swiss private banking, wealth management or a similar regulated environment. * Good knowledge of Swiss regulatory requirements and practical experience in AML/KYC, sanctions, transaction monitoring, cross-border compliance or related areas. * Experience conducting risk-based reviews, analysing complex cases and documenting clear recommendations. * Strong analytical, organisational and problem-solving skills, with attention to detail and sound judgement. * Ability to work independently, manage competing priorities and escalate issues appropriately. * Strong communication and stakeholder-management skills, with the ability to challenge constructively. * Interest in systems, data, controls and process improvements. * Fluency in German and English; additional languages are an advantage.
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