Compliance Officer

**Job Description** We are looking for an experienced Compliance professional with strong knowledge of **SEBI, NSE, BSE, Depository regulations & Research Analyst regulation** . **Key Responsibilities** * Manage SEBI, Exchange and Depository compliance requirements. * Liaise with NSE, BSE, SEBI and Depositories. * Handle regulatory inspections, internal audits and system audits. * Interpret and implement SEBI/Exchange circulars. * Manage KYC compliance and regulatory monitoring. * Handle investor complaints, IGRP and arbitration matters. * Prepare and submit regulatory reports, annual returns and compliance certificates. * Manage Enhanced Supervision, RBS, Net-worth, Holding, Client Funds and other Exchange submissions. * Coordinate Cyber Security & Cyber Resilience audits. * Review and update compliance policies, procedures, forms and website disclosures. * Monitor high-risk clients and identify unusual activity. * Prepare compliance MIS and status reports. · Handle **SEBI Research Analyst compliance** , including disclosures, advertisements, research reports and regulatory requirements. **Required Qualifications** * 2+ years of relevant experience in Stock Broking / Securities compliance. * Strong knowledge of SEBI, NSE, BSE and Depository regulations. * Experience handling NSE/BSE/SEBI inspections is preferred. * Good communication, analytical and documentation skills. * Ability to work in a fast-paced environment.