Senior Compliance Executive

**Role Purpose** To support the MLRO and Compliance Function in ensuring the Company maintains an effective AML/CFT/CPF and regulatory compliance framework, while acting as DMLRO and assuming MLRO responsibilities in their absence. **Key Responsibilities** * Assist in the development, implementation, and maintenance of compliance and AML/CFT policies, procedures, and controls. * Act as DMLRO and support the MLRO in fulfilling regulatory and reporting obligations. * Conduct client onboarding reviews, including KYC, CDD, EDD, screening, and risk assessments. * Perform ongoing monitoring of client relationships and transactions to identify unusual or suspicious activity. * Investigate potential compliance breaches and financial crime concerns, escalating matters where necessary. * Assist with the preparation and submission of regulatory returns, surveys, and reports. * Conduct compliance monitoring reviews and assess adherence to legal and regulatory requirements. * Monitor regulatory developments and recommend enhancements to policies and procedures. * Support regulatory inspections, audits, and requests from competent authorities. * Deliver compliance and AML/CFT training and promote a strong compliance culture across the business. * Prepare management information and compliance reports for senior management and governance committees. * Work closely with operational teams to identify, assess, and mitigate compliance and financial crime risks. **Qualifications & Experience** * Bachelor’s degree in law, Finance, Business Administration, or a related field. * Professional compliance qualifications such as CAMS, ICA, CFE, or equivalent would be an advantage. * Minimum of 5 years' experience in Compliance, AML/CFT, Risk, or Financial Crime within the financial services industry. * Sound knowledge of AML/CFT legislation, FSC Rules and guidance, FIAMLA, FATF standards, and sanctions requirements. * Experience conducting KYC/CDD/EDD reviews and client risk assessments. * Previous experience within a Management Company, Trust Company, Fund Administration, or other regulated financial institution is preferred. **Skills & Competencies** * Strong analytical, investigative, and problem-solving skills. * Excellent communication, report-writing, and stakeholder management abilities. * Sound judgement and a risk-based approach to decision-making. * High level of integrity, professionalism, and confidentiality. * Ability to work independently, manage competing priorities, and meet regulatory deadlines.