MABASA / LINKEDIN
COMPLIANCE & LEGAL OFFICER – ASSET MANAGEMENT
Lotus Partners
- Location
- Geneva, Switzerland
- Work type
- fulltime
- Source publication date
- Original publication date not confirmed
- Source closing date
- Not supplied — check original advert
Job description from the source
For one of our clients, an asset management company based in Geneva, we are looking for a: **COMPLIANCE \& LEGAL OFFICER – ASSET MANAGEMENT** **Job description** Reporting to the Legal \& Compliance function, the Compliance \& Legal Officer plays a key role in supporting regulatory, compliance and legal activities across Switzerland and international entities. Your responsibilities will notably include: * Perform day\-to\-day compliance activities and controls at Swiss and international level. * Maintain and execute the Compliance Monitoring Programme. * Review financial promotions related to private equity products. * Coordinate internal and external audits and follow up on findings. * Monitor cross\-border activities and ensure compliance with EU (AIFMD) and local regulatory frameworks. * Conduct independent compliance reviews, monitor service providers and prepare internal compliance reports. * Support regulatory filings and reporting to supervisory authorities. * Maintain CRS and FATCA documentation and reporting statuses. * Oversee staff declarations relating to conflicts of interest and personal account dealings. * Contribute to the drafting and updating of internal compliance policies and procedures. * Perform AML controls and monitor related activities. * Monitor regulatory developments and assess their impact on the Group. * Provide compliance, governance and regulatory guidance to internal stakeholders. On the legal side, the role also includes: * Drafting, reviewing and negotiating legal documentation such as investment management, advisory and distribution agreements. * Supporting the preparation and review of fund documentation (LPAs, PPMs, side letters, NDAs). * Providing legal support on contractual and regulatory matters to internal teams. * Acting as back\-up to the Head of Legal \& Compliance when required. * Supporting fund structuring, launches and ongoing governance. * Coordinating with external counsels, administrators and custodian banks. * Ensuring proper execution of investor subscriptions, KYC processes and side letter implementation. **Required profile** * University degree in Law or a related field (Swiss or EU qualification preferred). * Previous experience in compliance and/or legal roles within asset management or private equity. * Strong knowledge of Swiss financial regulations and fund structures. * Excellent drafting, analytical and organisational skills. * Ability to work both independently and collaboratively in an international environment. * Strong sense of responsibility, accuracy and attention to detail. * Fluent in English; French and/or German is an advantage. *All files will be treated with the utmost confidentiality.*
Check the original advert before applying
Apply through the employer or original publisher. An external site may require registration. Opening an advert does not submit an application.
Content is supplied by an external publisher and may change. For source and availability limits, read our listing disclaimer. How to check an original listing ↗