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Senior Officer Compliance

Henan Asset

Location
Jakarta, Indonesia
Work type
fulltime
Source publication date
Original publication date not confirmed
Source closing date
Not supplied — check original advert

Job description from the source

**About Us:** PT Henan Putihrai Asset Management is a professional and experienced financial services company, established in 2006 as a spin-off from PT Henan Putihrai Sekuritas. We are a licensed Investment Manager committed to serving our clients' best interests. We are a local investment manager company, but our mutual funds products have received several awards and are widely recognized. **About The Role:** We are looking for a **Senior Officer – Compliance** to play a key role in strengthening and shaping our Compliance function. Beyond ensuring regulatory requirements are met, you will have the opportunity to enhance our compliance framework, strengthen Product & Investment Compliance, and drive meaningful improvements across the business. This role is ideal for a proactive compliance professional who brings strong regulatory knowledge, sound judgment, and the ability to turn insights into practical solutions. **Responsibilities:** * Ensure regulatory reporting and compliance obligations are completed accurately and on time. * Conduct compliance monitoring, testing, and follow-up on identified issues. * Keep up with regulatory developments and translate them into practical recommendations. * Review Product & Investment Complianc **e** across products, investment activities, and internal policies. * Follow up on audit and regulatory findings and work with relevant teams towards resolution. * Identify opportunities to improve Compliance processes, monitoring methods, and tools. * Work closely with cross-functional teams on compliance initiatives and projects. **Qualifications:** * Bachelor’s degree in Law, Finance, Economics, Accounting, Management, or a related field. * 3+ years of experience in Compliance, preferably in capital markets, investment management, or financial services. * Good understanding of OJK and capital market regulations, particularly those applicable to Investment Managers. * Experience in regulatory reporting, compliance monitoring/review, and audit or regulatory follow-up. * Strong analytical thinking and professional judgment, with the ability to turn regulatory requirements into practical solutions. * Strong ownership and comfortable working independently as well as with different teams. * Curious, proactive, and open to challenging existing processes and bringing new ideas. * WMI license/certification is a plus.

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